Sanctions in Action: Meeting FINMA's Expectations in Practice
From global sanctions to compliance in practice – moderated by Eva Selamlar (Co-CEO of Eurospider Information Technology AG and Head of the KYC Spider division), with guest speaker David Westhauser (Managing Partner at Compliance Integritas)
Sanctions regulations are becoming increasingly stringent, and supervisory authorities expect effective management of sanctions and embargo risks. Nevertheless, many financial intermediaries are faced with unclear responsibilities, incomplete risk assessments and inefficiencies in their verification processes. This webinar shows you how to translate the expectations of the supervisory authorities into a practical framework – one that really works without overburdening your business.
What you can expect from our Webinar
- Learn about FINMA’s expectations regarding organisation, risk analysis and control systems
- Identify typical weaknesses identified during audits and enforcement proceedings, and learn how to avoid them
- Insights on how digital tools such as the KYC Spider Toolbox can efficiently support sanctions screening, monitoring and documentation.
Sign up for our Webinar
More Information about our Experts:
Eva Selamlar, Co-CEO of Eurospider – Swiss RegTech and ETH spin-off that automates sanctions, PEP, and KYC checks and documents them in an audit-proof manner with its digital KYC Toolbox.
